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Registered advisor
K•••• J• L•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K•••• J••••• L•••••
At current firm
15 y
since Jul 7, 2011
In the industry
31 y
since Nov 22, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 7, 2011 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 29, 2011 to Jun 22, 2011 · Atlanta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJun 23, 2005 to Mar 18, 2011 · Atlanta, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 12, 2003 to Dec 31, 2010 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jun 22, 2011, registered Jul 7, 2011 (15 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Mar 18, 2011, registered Mar 29, 2011 (11 days) · Other
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 31, 2010, registered Jun 23, 2005 (-2017 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address