DFX Intelligence
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Registered advisor
R•••••• J••••• S•••••••
Feed of 09/14/2026
At current firm
23 y
since Oct 22, 2002
In the industry
31 y
since Nov 23, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Oct 22, 2002 · Wilmington, De
- 1••• C•••••• M••••••••• C•••••• unclassifiedNov 20, 1996 to Nov 12, 2002 · Newark, De
Moves
a registration end followed by a registration begin elsewhere
- 1••• C•••••• M••••••••• C•••••• to P•••••••• S••••••••• I•••left Nov 12, 2002, registered Oct 22, 2002 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address