DFX Intelligence
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Registered advisor
T••••• J••• P•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T•• P••••••••• J••• P•••••••
At current firm
17 y
since Feb 4, 2009
In the industry
23 y
since Oct 17, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Feb 4, 2009 · Oak Park, Il
- A••••••••• F•••••••• S•••••••• L•• national BDOct 18, 2002 to Oct 14, 2004 · Oak Park, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••• S••••••••• L••left Oct 14, 2004, registered Feb 4, 2009 (1574 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address