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Feed of 09/14/2026
Also filed as R••• J•••• C•••••••• C•••
At current firm
6 y
since Feb 13, 2020
In the industry
31 y
since Jan 9, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 13, 2020 · New York, Ny
- R•••••• J•••• • A••••••••• I••• national BDOct 9, 2017 to Dec 5, 2019 · Coral Gables, Fl
- M••••• S•••••• wirehouseJun 5, 2014 to Sep 12, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 2, 2014 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 1, 2006 to Oct 23, 2009 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Dec 5, 2019, registered Feb 13, 2020 (70 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Sep 12, 2017, registered Oct 9, 2017 (27 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 2, 2014, registered Jun 5, 2014 (3 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address