DFX Intelligence
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Registered advisor
G••• H•••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedBoca Raton, Fl dual registrantIAPD 2572347
Feed of 09/15/2026
At current firm
5 y
since Aug 3, 2021
In the industry
28 y
since May 4, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 3, 2021 · Boca Raton, Fl
- R•••••• J•••• • A••••••••• I••• national BDNov 16, 1998 to Jul 15, 2021 · Weston, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 15, 2021, registered Aug 3, 2021 (19 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address