DFX Intelligence
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Registered advisor
G••••• P••••••• W•••
Feed of 09/14/2026
At current firm
11 y
since May 22, 2015
In the industry
31 y
since Mar 30, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 22, 2015 · Birmingham, Al
- U•• F•••••••• S••••••• I••• wirehouseAug 30, 2000 to Jun 2, 2015 · Tuscaloosa, Al
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 2, 2015, registered May 22, 2015 (-11 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address