DFX Intelligence
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R••••• J•••• ••••• E•••
As of · the IAPD feed; also filed as J••• E•••
- At current firm
- 22 y
- In the industry
- 31 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 16, 2003
As of · the IAPD feed; also filed as J••• E•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 16, 2003 · Troy, Oh
- V••••••• I••••••••• A•••••••• I••• unclassifiedJan 2, 2002 to Dec 18, 2003 · Southfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- V••••••• I••••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Dec 18, 2003, registered Dec 16, 2003 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address