DFX Intelligence
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Registered advisor
M••• H• B•••••
Feed of 09/14/2026
Also filed as M••• H•••• B••••••••• H• B•••••
At current firm
3 y
since Jan 5, 2023
In the industry
30 y
since Nov 1, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 5, 2023 · Orlando, Fl
- S••••• W••••• A•••••••• I••• no RAUMFeb 9, 2012 to Sep 30, 2020 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDNov 7, 2007 to Mar 30, 2012 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Sep 30, 2020, registered Jan 5, 2023 (827 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Mar 30, 2012, registered Feb 9, 2012 (-50 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address