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Registered advisor
J•• C•••••• G••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedIndianapolis, In dual registrantIAPD 2591003
Feed of 09/14/2026
Also filed as J•• G•••••••• C• G••••
At current firm
13 y
since Mar 7, 2013
In the industry
31 y
since Apr 18, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 7, 2013 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDJul 6, 2004 to Mar 1, 2013 · Carmel, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 15, 1998 to May 12, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2013, registered Mar 7, 2013 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left May 12, 2004, registered Jul 6, 2004 (55 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address