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J••• P•••••• R•••
First Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Vero Beach, FlIAPD 2591210
As of · the IAPD feed; also filed as J••• P•• R••••••• R••••• P•••••• R•••
- At current firm
- 9 y
- In the industry
- 31 y
- Prior registered firms
- 2
- Signals
- 0
since Jan 12, 2017
As of · the IAPD feed; also filed as J••• P•• R••••••• R••••• P•••••• R•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 12, 2017 · Vero Beach, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 17, 2017 · Vero Beach, Fl
- A• G• E•••••• • S•••• I••• unclassifiedApr 28, 1995 to Jan 1, 2008 · Vero Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jan 17, 2017, registered Jan 12, 2017 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address