DFX Intelligence
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Registered advisor
G•••••• T••• M••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•• T••• M••••••••• M••••••••• M••••••
At current firm
3 y
since Jan 31, 2023
In the industry
31 y
since Mar 24, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Sr. VP/Investments & Portfolio Managerreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 31, 2023 · Montgomery, Al
- W•••• F•••• A••••••• wirehouseMar 1, 2012 to Feb 1, 2023 · Montgomery, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 1995 to Mar 5, 2012 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 1, 2023, registered Jan 31, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 5, 2012, registered Mar 1, 2012 (-4 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address