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Registered advisor
S•••••• W•••••• H•••••
Feed of 09/14/2026
Also filed as S•••••• W• ••• H•••••
At current firm
10 y
since Sep 13, 2016
In the industry
25 y
since Mar 8, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 13, 2016 · Charlotte, Nc
- N•• F•••••••• S•••••••• I••• unclassifiedApr 5, 2004 to Jan 3, 2005 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- N•• F•••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 3, 2005, registered Sep 13, 2016 (4271 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address