DFX Intelligence
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Registered advisor
J••• G•••••• P••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Aug 10, 2021
In the industry
30 y
since Jan 1, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Aug 10, 2021 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Jun 17, 2013 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDJan 19, 2000 to May 13, 2021 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left May 13, 2021, registered Aug 10, 2021 (89 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address