DFX Intelligence
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Registered advisor
G•• A•••• S••••
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
31 y
since Jun 3, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Havre, Mt
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 26, 2003 to Jun 9, 2021 · Billings, Mt
- W•••••• • R••• formerJun 27, 1997 to Jul 9, 2003 · Havre, Mt
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- W•••••• • R••• to V••• F•••••••• A•••••••• I•••left Jul 9, 2003, registered Sep 26, 2003 (79 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address