DFX Intelligence
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Registered advisor
P•••••• E••••• M••••••••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as P•••••• M••••••••
At current firm
1 y
since Sep 5, 2025
In the industry
24 y
since Sep 16, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · South Milwaukee, Wi
- A•••••• A••••••• S••••••• formerJan 3, 2024 to Sep 5, 2025 · South Milwaukee, Wi
- W•••• F•••• A••••••• wirehouseMay 24, 2005 to Aug 1, 2006 · Delafield, Wi
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to A•••••• A••••••• S•••••••left Aug 1, 2006, registered Jan 3, 2024 (6364 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address