DFX Intelligence
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Registered advisor
M•••••• A••• B••••
Feed of 09/14/2026
At current firm
20 y
since Nov 18, 2005
In the industry
31 y
since Aug 30, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 18, 2005 · Richmond, Va
- A•••••• I••• unclassifiedJan 12, 1998 to Dec 12, 2005 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- A•••••• I••• to W•••• F•••• A•••••••left Dec 12, 2005, registered Nov 18, 2005 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address