DFX Intelligence
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Registered advisor
T•••• W• W••••
Feed of 09/14/2026
Also filed as T•• W••••••••• W• W••••••••• W• W••••
At current firm
1 y
since Sep 3, 2025
In the industry
30 y
since Sep 27, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Sep 3, 2025 · Valdosta, Ga
- L•• F•••••••• L•• BD affiliatedMay 20, 2021 to Sep 18, 2025 · Valdosta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 24, 2011 to May 4, 2021 · Valdosta, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedJan 22, 2010 to Dec 31, 2010 · Valdosta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJun 26, 2006 to Jan 31, 2011 · Valdosta, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 27, 2003 to Dec 7, 2007 · Valdosta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Sep 18, 2025, registered Sep 3, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left May 4, 2021, registered May 20, 2021 (16 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• A••••• S••••••••• L•• to P•••••••• P••••••• A•••••••• I•••left Jan 31, 2011, registered Jan 22, 2010 (-374 days) · Other
- P•••••••• P••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 31, 2010, registered Feb 24, 2011 (55 days) · Other
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 7, 2007, registered Jun 26, 2006 (-529 days) · Other
Signals
- ••• LockedSep 18, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address