DFX Intelligence
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Registered advisor
J•••• R•••••• S••••
Feed of 09/14/2026
At current firm
21 y
since Jun 25, 2005
In the industry
31 y
since Aug 23, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jun 25, 2005 · Sewickley (Wexford), Pa
- P••••••••• I••••••••• unclassifiedApr 18, 2005 to Jun 25, 2005 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• I••••••••• to J••••• M••••••••• S•••• L••left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address