DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Janney Montgomery Scott LLC
Latest filing Jun 30, 2026
First filing on the tape Dec 14, 2011 · 67 filings
SEC status approved since Mar 8, 1971
RAUM
$110B
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
89%
$98B individuals and HNW
Advisors
1,340
registered through the firm on IAPD
RAUM per advisor
$82.2M
derived; firm RAUM over IAPD count
Employees
2,404
1,614 advisory (5.B.1)
Offices
138
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$110B as of Jun 30, 2026
Mar 30, 2012$11B then
HNW client RAUM$76B as of Jun 30, 2026
Mar 29, 2018$18B then
State-registered IARs (5.B.3)1,284 as of Jun 30, 2026
Apr 1, 2013920 then
Employees (5.A)2,404 as of Jun 30, 2026
Apr 1, 20131,880 then
Private funds: no history
RAUM +9.2% over the last fiscal year+15% a year over threeIARs 1,290 to 1,284offices 126 to 138
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $82.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $758,964derivedHNW RAUM over HNW clients
- Average account
- $451,641derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 9.6derived139 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- -0.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, fixed fees, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 16,000reportedItem 5.H
- Wrap fee program
- $104BreportedItem 5.I
- Custody
- $104B, 243,528 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- is a trust company (6.A.8)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$76B69%
- Individuals$21B19%
- Pension and profit-sharing plans$7.0B6.4%
- Corporations and businesses$2.7B2.5%
- Charitable organizations$2.1B1.9%
- State and municipal entities$717M0.7%
- Individual clients
- 139,021reported
- HNW clients
- 100,743reported
- Pension plan clients
- 664reported
- Charitable clients
- 1,810reported
- Accounts
- 243,808reported
- Financial planning clients
- 16,000reported
- Wrap fee programs
- $5.3B sponsored, $0 managedreported
- Custody of client assets
- $104B for 243,528 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=true related_bank=false bd_reps=1525.0derived
Advisors registered through the firm
1,338 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carolyn Ann Frzop | Easton, Ct | Sep 14, 1990 | 38 y | 0 |
| Charles John Burns | Greenville, De | Jan 1, 1994 | 40 y | 0 |
| Saul Adam Sadinsky | Ft. Lauderdale, Fl | Oct 14, 1994 | 34 y | 0 |
| Murray CarterCertified Financial Planner | Washington, Dc | Mar 8, 1995 | 37 y | 0 |
| Joann Attwood Nemis | Fairfield, Ct | Jan 2, 1998 | 34 y | 0 |
| Anita Andrews | Fairfield, Ct | Sep 3, 1999 | 42 y | 0 |
| Richard Snowden Andrews | New Haven, Ct | Oct 7, 1999 | 35 y | 0 |
| James Joseph Mckenna | Hingham, Ma | Mar 20, 2002 | 34 y | 0 |
| Andrew David Banks | New Haven, Ct | Jul 3, 2002 | 34 y | 1 |
| Gregory Charles NappoCertified Financial Planner | New Haven, Ct | Dec 2, 2002 | 33 y | 1 |
| Kirk Edward Pickell | Warwick, Ri | Jul 7, 2004 | 33 y | 0 |
| Chad Matthew KupreanikCertified Financial Planner | Charlotte, Nc | Oct 29, 2004 | 26 y | 1 |
| Stuart Michael Singer | Charlotte, Nc | Nov 1, 2004 | 39 y | 1 |
| Frederic Morse Bryant | Towson, Md | Dec 16, 2004 | 39 y | 1 |
| Carol Ann Mansour-Ezzell | Charlotte, Nc | Dec 17, 2004 | 44 y | 1 |
| Charles Alexander CreekmoreCertified Financial Planner | Atlantic Beach, Nc | Dec 17, 2004 | 37 y | 2 |
| Paul Michael Tomick | Towson, Md | Jan 1, 2005 | 25 y | 0 |
| Allison Taylor CaseyCertified Financial Planner | Marlton, Nj | Jan 12, 2005 | 22 y | 1 |
| Daniel Trent Lancaster | Spartanburg, Sc | Feb 10, 2005 | 32 y | 1 |
| Kenneth Andrew Feiertag | Stuart, Fl | Mar 25, 2005 | 33 y | 1 |
| Andrew David CarrolusCertified Financial Planner | York, Pa | Apr 19, 2005 | 22 y | 0 |
| Jennifer Lyn Karnoski | Hazleton, Pa | Apr 19, 2005 | 22 y | 0 |
| Kimberly Anne BeilCertified Financial Planner | Philadelphia, Pa | Apr 20, 2005 | 24 y | 0 |
| John Myrl OlsonCertified Financial Planner | Allentown, Pa | Apr 20, 2005 | 23 y | 0 |
| Linda Loretta Murphy | Philadelphia, Pa | Apr 20, 2005 | 30 y | 0 |
| Brett Robert Biggs | Bethlehem, Pa | Apr 20, 2005 | 23 y | 0 |
| Michael Edouard Blankenship | Palm Beach Gardens, Fl | May 10, 2005 | 34 y | 1 |
| Jeffrey Allen Schnee | Boca Raton, Fl | May 18, 2005 | 42 y | 1 |
| Howard James Newman | Ponte Vedra Beach, Fl | Jun 16, 2005 | 37 y | 0 |
| Sean Michael Giliberti | Pittsburgh, Pa | Jun 25, 2005 | 26 y | 1 |
| Taylor W Raab | Charleston, Wv | Jun 25, 2005 | 22 y | 1 |
| Nancy Marie Buck | Independence, Oh | Jun 25, 2005 | 38 y | 1 |
| John Edward Macdonald | Pittsburgh, Pa | Jun 25, 2005 | 45 y | 1 |
| Richard Grant Crist | Pittsburgh, Pa | Jun 25, 2005 | 43 y | 1 |
| Joy Lynn Mitchell | Elyria, Oh | Jun 25, 2005 | 33 y | 1 |
| Kimberly A Krapp | Pittsburgh, Pa | Jun 25, 2005 | 24 y | 1 |
| Paulette Ann Street | Charleston, Wv | Jun 25, 2005 | 34 y | 2 |
| William David HowellCertified Financial Planner | Marietta, Oh | Jun 25, 2005 | 43 y | 1 |
| Paul Joseph Lukas | Canonsburg, Pa | Jun 25, 2005 | 29 y | 1 |
| Barbara Boyd Layton | Sewickley (Wexford), Pa | Jun 25, 2005 | 29 y | 1 |
Advisor movement
40 left, 88 joined in 12 months
net +48 in 12 months5 left in 90 days15 joined in 90 daysdeparture rate 3.0% of current headcount194 left over 36 months
Left, latest
- Thomas Anthony Mcdonald to Raymond James & Associates, Inc.Sep 10, 2026 · Affiliated broker-dealer or bank to another
- Thomas Anthony Mcdonald to Raymond James & Associates, Inc.Sep 10, 2026 · Affiliated broker-dealer or bank to another
- Kenneth Peter Steinmetz to Ameriprise Financial Services, LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- James C Jackson to Ameriprise Financial Services, LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Daniel Tila-Cohen to Ameriprise Financial Services, LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Kyle Cirillo to Moneco AdvisorsJun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Phillip Antonio Pinedo to J.P. Morgan Securities LLCJun 3, 2026 · Affiliated broker-dealer or bank to wirehouse
- Austin Tyler Warr to Sei Investments Management CorpJun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Richard E Marshall to Morgan StanleyMay 20, 2026 · Affiliated broker-dealer or bank to wirehouse
- Eileen Marie Keegan to Raymond James & Associates, Inc.May 4, 2026 · Affiliated broker-dealer or bank to another
- Caroline Fauquier to PotomacApr 30, 2026 · Other
- Kathryn Gates to LPL Financial LLCApr 16, 2026 · Affiliated broker-dealer or bank to another
- Alice Marie Coraggio to Cetera Investment Advisers LLCApr 16, 2026 · Affiliated broker-dealer or bank to another
- Coleman Edward Chamarro to MarinerFeb 12, 2026 · Affiliated broker-dealer or bank to another
- Katherine M Spratt to LPL Financial LLCJan 28, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Daniel Luis Valente from Raymond James & Associates, Inc.Aug 24, 2026 · Affiliated broker-dealer or bank to another
- Jenna Rachel Fiore from Wells Fargo AdvisorsAug 21, 2026 · Wirehouse to affiliated broker-dealer or bank
- William J Thompson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 20, 2026 · Wirehouse to affiliated broker-dealer or bank
- Phillip Suarez from Morgan StanleyAug 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- Daniel Philip Madura from Wells Fargo AdvisorsAug 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- Ethan A Madura from Wells Fargo AdvisorsAug 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- De Forest Johnson from Ameriprise Financial Services, LLCAug 6, 2026 · Affiliated broker-dealer or bank to another
- James Dylan Paradise from Wells Fargo AdvisorsAug 3, 2026 · Wirehouse to affiliated broker-dealer or bank
- Mark Allen Giles from Neuberger Berman Bd LLCJul 30, 2026 · Other
- Karla M Avecillas from Raymond James & Associates, Inc.Jul 16, 2026 · Affiliated broker-dealer or bank to another
- Keith David Ginsburg from Raymond James & Associates, Inc.Jul 15, 2026 · Affiliated broker-dealer or bank to another
- Kenneth Stuart Mintz from Wells Fargo AdvisorsJul 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- James Clayton Flaherty from Wells Fargo AdvisorsJul 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Yale Joseph from Wells Fargo AdvisorsJul 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kirk J Stensrud from Wells Fargo AdvisorsJul 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Ameriprise Financial Services, LLCJun 29, 2026 · Ft Lauderdale, Fl
- 2 left for Raymond James & Associates, Inc.Jan 7, 2026 · Philadelphia, Pa
- 2 left for Stifel, Nicolaus & Company, IncorporatedNov 17, 2025 · Garden City, Ny
- 2 left for LPL Financial LLCOct 17, 2025 · Saratoga Springs, Ny
- 2 left for Stifel, Nicolaus & Company, IncorporatedAug 28, 2025 · Brooklyn, Ny
- 5 left for RBC Capital Markets, LLCJul 1, 2025 · Franklin, Tn
- 6 left for Apollon Wealth Management, LLCJul 1, 2025 · Columbus, Oh
- 3 left for RBC Capital Markets, LLCMay 14, 2025 · Syracuse, Ny
- 3 joined from Wells Fargo AdvisorsJul 20, 2026 · Conshohocken, Pa
- 2 joined from Raymond James & Associates, Inc.Jul 16, 2026 · Coral Gables, Fl
- 2 joined from J.P. Morgan Securities LLCMar 19, 2026 · New York, Ny
- 4 joined from J.P. Morgan Securities LLCFeb 27, 2026 · New York, Ny
- 3 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 23, 2026 · Dover, De
- 2 joined from Fnb Wealth ManagementDec 31, 2025 · Harrisburg, Pa
- 2 joined from Wells Fargo AdvisorsDec 11, 2025 · Lancaster, Sc
- 5 joined from UBS Financial Services Inc.Nov 26, 2025 · Hudson, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Matthew Miller · Director, President And Ceocontrolsince 01/2024 · owns less than 5%
- Kevin Jude Reed · Executive Officer Officercontrolsince 01/2023 · owns less than 5%
- Joseph David Culley · Banking Principal (Bp)since 10/2018 · owns less than 5%
- Karthick Dalawai Narayanswamy · Directorsince 02/2023 · owns less than 5%
- Daneen Elizabeth Downey · Deputy General Counselsince 06/2015 · owns less than 5%
- Christopher Fusco · Rosfpsince 03/2021 · owns less than 5%
- Caroline Kathryne Hall · Chief Compliance Officersince 03/2021 · owns less than 5%
- Michael J Hricko · Chief Financial Officersince 02/2023 · owns less than 5%
- Jessica Ellen Lempa · Ia Ccosince 05/2018 · owns less than 5%
- Gregory Burns Mcshea · General Counsel Counselsince 12/2012 · owns less than 5%
- David Michael Mullan · Principal Operations Officersince 10/2018 · owns less than 5%
- David Michael O'Malley · Directorsince 11/2014 · owns less than 5%
- David Michael Raszeja · Directorsince 01/2022 · owns less than 5%
- Brett Stephan Riggi · Chief Operating Officersince 02/2025 · owns less than 5%
- Victoria Marie Robinson · Directorsince 01/2023 · owns less than 5%
Entity owners
- June Purchaser LLC · Ownerdirect · owns 75% or more
- The Penn Mutual Life Insurance Company · Shareholderdirect · owns 75% or more
- The Penn Insurance And Annuity Company · Shareholderindirect · owns 75% or more of The Penn Mutual Life Insurance Company
Related persons
Schedule D 7.A
- Janney Capital Management LLCinvestment adviseryRAUM $5.3B
- Janney Trust Co LLCy
- Penn Mutual Asset Management, LLCinvestment adviseryRAUM $42B
- The Penn Mutual Life Insurance Companyreal estatey
- Tm Capital LLCbroker-dealerinvestment advisery
Advisers that list Janney Montgomery Scott LLC as a related person
- 159506 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 127 | 11 | 7 | 1 | |
| Charlotte, Nc | 38 | 6 | 0 | ||
| New York, Ny | 37 | 12 | 4 | ||
| Pittsburgh, Pa | 36 | 4 | 0 | ||
| Garden City, Ny | 29 | 2 | 2 | 1 | |
| Raleigh, Nc | 29 | 2 | 0 | ||
| Greenville, De | 28 | 5 | 0 | ||
| Lewes, De | 28 | 4 | 0 | ||
| Richmond, Va | 26 | 0 | 0 | ||
| Washington, Dc | 26 | 1 | 0 | ||
| Towson, Md | 25 | 1 | 0 | ||
| Yardley, Pa | 22 | 0 | 0 | ||
| Miami, Fl | 22 | 5 | 0 | ||
| Atlanta, Ga | 22 | 0 | 0 | ||
| Glastonbury, Ct | 22 | 3 | 2 | ||
| Boston, Ma | 22 | 0 | 0 | ||
| Lancaster, Pa | 22 | 5 | 0 | ||
| Palm Beach Gardens, Fl | 22 | 1 | 0 | ||
| Mt Laurel, Nj | 21 | 1 | 0 | ||
| Sewickley Wexford, Pa | 21 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Midtown, NY80 employees
- Pittsburgh, PA56 employees
- Greenville, DE38 employees
- Garden City, NY35 employees
- Atlanta, GA34 employees
- Boston, MA31 employees
- Charlotte, NC29 employees
- Palm Beach Gardens, FL29 employees
- Bryn Mawr, PA29 employees
- Newtown, PA28 employees
- Marlton, NJ27 employees
- Washington, DC27 employees
- Towson, MD27 employees
- Mt Laurel, NJ27 employees
- Albany, NY24 employees
- Glastonbury, CT24 employees
- Wexford, PA23 employees
- Lancaster, PA23 employees
- West Hartford, CT23 employees
- Bedminster, NJ22 employees
- Providence, RI21 employees
- York, PA21 employees
- Raleigh, NC21 employees
- Radnor, PA21 employees
- Blue Bell, PA21 employees
What changed
consecutive filings, newest first
- Accounts · 239,256 to 243,808Jan 12, 2026 to Mar 31, 2026
- Advisory employees · 1,208 to 1,614Jan 12, 2026 to Mar 31, 2026
- BD registered reps · 1,746 to 1,525Jan 12, 2026 to Mar 31, 2026
- Charity clients · 1,735 to 1,810Jan 12, 2026 to Mar 31, 2026
- Corporate clients · 1,374 to 1,425Jan 12, 2026 to Mar 31, 2026
- HNW clients · 90,932 to 100,743Jan 12, 2026 to Mar 31, 2026
- Individual clients · 144,342 to 139,021Jan 12, 2026 to Mar 31, 2026
- Pension plan clients · 757 to 664Jan 12, 2026 to Mar 31, 2026
- Assets in custody · $92B to $104BJan 12, 2026 to Mar 31, 2026
- Employees · 2,375 to 2,404Jan 12, 2026 to Mar 31, 2026
- State-registered IARs · 1,290 to 1,284Jan 12, 2026 to Mar 31, 2026
- Other offices · 126 to 138Jan 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $64B to $76BJan 12, 2026 to Mar 31, 2026
- HNW RAUM · $65B to $76BJan 12, 2026 to Mar 31, 2026
- Individual RAUM · $21B to $21BJan 12, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $36B to $34BJan 12, 2026 to Mar 31, 2026
- Pension RAUM · $10B to $7.0BJan 12, 2026 to Mar 31, 2026
- RAUM · $101B to $110BJan 12, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $7.8B to $5.3BJan 12, 2026 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Jun 6, 2025 to Jul 17, 2025
- Accounts · 226,034 to 239,256Jan 3, 2025 to Mar 31, 2025
- Advisory employees · 1,239 to 1,208Jan 3, 2025 to Mar 31, 2025
- BD registered reps · 1,727 to 1,746Jan 3, 2025 to Mar 31, 2025
- Charity clients · 1,653 to 1,735Jan 3, 2025 to Mar 31, 2025
- Corporate clients · 1,303 to 1,374Jan 3, 2025 to Mar 31, 2025
- HNW clients · 78,817 to 90,932Jan 3, 2025 to Mar 31, 2025
- Individual clients · 143,386 to 144,342Jan 3, 2025 to Mar 31, 2025
- Pension plan clients · 760 to 757Jan 3, 2025 to Mar 31, 2025
- Assets in custody · $78B to $92BJan 3, 2025 to Mar 31, 2025
- Employees · 2,295 to 2,375Jan 3, 2025 to Mar 31, 2025
- State-registered IARs · 1,309 to 1,290Jan 3, 2025 to Mar 31, 2025
- Other offices · 130 to 126Jan 3, 2025 to Mar 31, 2025
- Discretionary RAUM · $55B to $64BJan 3, 2025 to Mar 31, 2025
- HNW RAUM · $53B to $65BJan 3, 2025 to Mar 31, 2025
- Individual RAUM · $20B to $21BJan 3, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $31B to $36BJan 3, 2025 to Mar 31, 2025
- Pension RAUM · $8.8B to $10BJan 3, 2025 to Mar 31, 2025
- RAUM · $86B to $101BJan 3, 2025 to Mar 31, 2025
- Wrap assets (sponsor) · $6.8B to $7.8BJan 3, 2025 to Mar 31, 2025
- Accounts · 216,397 to 226,034Oct 3, 2023 to Mar 28, 2024
Signals
60 dated events
- Thomas Anthony Mcdonald left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-09-01)Sep 10, 2026 · Advisor changed firm · fact
- Thomas Anthony Mcdonald left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-09-01)Sep 10, 2026 · Advisor changed firm · fact
- 3 advisors left Wells Fargo Advisors (Conshohocken, PA) for Janney Montgomery Scott LLC on the same dayJul 20, 2026 · Team lift-out · derived
- 2 advisors left Raymond James & Associates, Inc. (Coral Gables, FL) for Janney Montgomery Scott LLC on the same dayJul 16, 2026 · Team lift-out · derived
- Daniel Tila-Cohen left Janney Montgomery Scott Llc for Ameriprise Financial Services, Llc (registered 2026-06-30)Jun 29, 2026 · Advisor changed firm · fact
- Kenneth Peter Steinmetz left Janney Montgomery Scott Llc for Ameriprise Financial Services, Llc (registered 2026-06-18)Jun 29, 2026 · Advisor changed firm · fact
- James C Jackson left Janney Montgomery Scott Llc for Ameriprise Financial Services, Llc (registered 2026-06-18)Jun 29, 2026 · Advisor changed firm · fact
- 3 advisors left Janney Montgomery Scott LLC (FT Lauderdale, FL) for Ameriprise Financial Services, LLC on the same dayJun 29, 2026 · Team lift-out · derived
- Austin Tyler Warr left Janney Montgomery Scott Llc for Sei Investments Management Corp (registered 2026-06-16)Jun 3, 2026 · Advisor changed firm · fact
- Phillip Antonio Pinedo left Janney Montgomery Scott Llc for J.P. Morgan Securities Llc (registered 2026-08-21)Jun 3, 2026 · Advisor changed firm · fact
- Kyle Cirillo left Janney Montgomery Scott Llc for Moneco Advisors (registered 2026-07-07)Jun 3, 2026 · Advisor changed firm · fact
- Richard E Marshall left Janney Montgomery Scott Llc for Morgan Stanley (registered 2026-06-10)May 20, 2026 · Advisor changed firm · fact
- Eileen Marie Keegan left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-04-30)May 4, 2026 · Advisor changed firm · fact
- Caroline Fauquier left Janney Montgomery Scott Llc for Potomac (registered 2026-05-14)Apr 30, 2026 · Advisor changed firm · fact
- Kathryn Gates left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2026-06-18)Apr 16, 2026 · Advisor changed firm · fact
- Alice Marie Coraggio left Janney Montgomery Scott Llc for Cetera Investment Advisers Llc (registered 2026-04-14)Apr 16, 2026 · Advisor changed firm · fact
- Janney Montgomery Scott Llc reported 138 offices beyond its principal office, up from 126 (2026-01-12 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- 2 advisors left J.P. Morgan Securities LLC (New York, NY) for Janney Montgomery Scott LLC on the same dayMar 19, 2026 · Team lift-out · derived
- 4 advisors left J.P. Morgan Securities LLC (New York, NY) for Janney Montgomery Scott LLC on the same dayFeb 27, 2026 · Team lift-out · derived
- 3 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Dover, DE) for Janney Montgomery Scott LLC a day apartFeb 23, 2026 · Team lift-out · derived
- Coleman Edward Chamarro left Janney Montgomery Scott Llc for Mariner (registered 2026-07-01)Feb 12, 2026 · Advisor changed firm · fact
- Katherine M Spratt left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2026-03-24)Jan 28, 2026 · Advisor changed firm · fact
- Michael Andrew Coraggio left Janney Montgomery Scott Llc for Wells Fargo Advisors (registered 2026-01-15)Jan 21, 2026 · Advisor changed firm · fact
- Brian John Delany left Janney Montgomery Scott Llc for Oppenheimer & Co. Inc. (registered 2026-06-18)Jan 16, 2026 · Advisor changed firm · fact
- Nicole C Burczyk left Janney Montgomery Scott Llc for D.A. Davidson & Co. (registered 2026-01-06)Jan 16, 2026 · Advisor changed firm · fact
- Charles Austin Sacco left Janney Montgomery Scott Llc for Concurrent Investment Advisors, Llc (registered 2026-01-09)Jan 10, 2026 · Advisor changed firm · fact
- Gary Michael Wright left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2026-01-05)Jan 10, 2026 · Advisor changed firm · fact
- Thomas Joseph Simcik left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-01-02)Jan 9, 2026 · Advisor changed firm · fact
- Michelle Jacqueline Snyder left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-01-05)Jan 7, 2026 · Advisor changed firm · fact
- 2 advisors left Janney Montgomery Scott LLC (Philadelphia, PA) for Raymond James & Associates, Inc. within 2 daysJan 7, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Janney Montgomery Scott LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/JANNEY-MONTGOMERY-SCOTTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- JANNEY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-665-6000reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026