DFX Intelligence
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Registered advisor
D•••• H••• K•••••••••
Feed of 09/14/2026
Also filed as D•••• H• K•••••••••
At current firm
3 y
since Aug 10, 2023
In the industry
29 y
since Jul 2, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Omaha, Ne
- S••••••• F•••••••• S•••••••• I••• formerMar 6, 2014 to Aug 10, 2023 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerNov 9, 2004 to Oct 31, 2013 · La Vista, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Oct 31, 2013, registered Mar 6, 2014 (126 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address