DFX Intelligence
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Registered advisor
M••••••• R••••
Feed of 09/15/2026
At current firm
21 y
since Sep 8, 2005
In the industry
30 y
since Oct 12, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Sep 8, 2005 · Leesburg, Va
- S••••••• I••••••••• S•••••••• I••• formerJun 3, 2002 to Apr 29, 2005 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Apr 29, 2005, registered Sep 8, 2005 (132 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address