DFX Intelligence
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Feed of 09/15/2026
Also filed as S•••••••• A••• G••••••••• A• A••••••••• A• A•••••
At current firm
8 y
since Oct 10, 2017
In the industry
23 y
since Oct 3, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 10, 2017 · Morristown, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 24, 2016 · Morristown, Nj
- M••••• S•••••• • C•• L•• unclassifiedJul 1, 2008 to Jun 1, 2009 · Morristown, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 12, 2007 to Dec 13, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left Dec 13, 2007, registered Jul 1, 2008 (201 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address