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Registered advisor

C••••• A••••••

M••••• S••••••wirehousePasadena, Ca dual registrantIAPD 2658315
Feed of 09/14/2026
Also filed as C••••• N••• B••••••••• B••••••
At current firm
17 y
since Jun 1, 2009
In the industry
30 y
since Oct 18, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 1, 2009 · Pasadena, Ca
  • M••••• S•••••• D• I••• unclassified
    Jan 24, 2007 to Apr 2, 2007 · Pasadena, Ca
  • M••••• S•••••• • C•• L•• unclassified
    Oct 10, 2006 to Jan 25, 2007 · Los Angeles, Ca
  • M••••• S•••••• D• I••• unclassified
    Nov 2, 1998 to Apr 17, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• • C•• L•• to M••••• S•••••• D• I•••
    left Jan 25, 2007, registered Jan 24, 2007 (-1 days) · Other
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 17, 2003, registered Oct 10, 2006 (1272 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
30derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address