DFX Intelligence
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Registered advisor
H•••••• D•••• H••••••
Feed of 09/15/2026
At current firm
4 y
since Dec 21, 2021
In the industry
15 y
since Jul 23, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Dec 21, 2021 · Plano, Tx
- N•••• S••• C•••••• M••••••••• L•• unclassifiedNov 2, 2011 to Dec 20, 2021 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- N•••• S••• C•••••• M••••••••• L•• to F••••• I•••••••••left Dec 20, 2021, registered Dec 21, 2021 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address