DFX Intelligence
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Registered advisor
B•••••••• V•••••••• W•••••••
Feed of 09/14/2026
Also filed as D•••• W••••••••• W•••••••
At current firm
12 y
since Dec 9, 2013
In the industry
30 y
since Nov 30, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 9, 2013 · Ocala, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2002 to Dec 2, 2013 · Ocala, Fl
- M••••• S•••••• D• I••• unclassifiedNov 30, 1995 to Dec 4, 2002 · Ocala, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• S••••••••• I•••left Dec 2, 2013, registered Dec 9, 2013 (7 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 4, 2002, registered Dec 9, 2002 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address