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D••••• L••••••• K••••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Pittsford, NyIAPD 2674465
As of · the IAPD feed
- At current firm
- 5 y
- In the industry
- 30 y
- Prior registered firms
- 2
- Signals
- 0
since Apr 9, 2021
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 9, 2021 · Pittsford, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 19, 2019 · Fairport, Ny
- C•••• I••••••••• S••••••• C•••• formerJul 11, 2005 to Oct 1, 2012 · Fairport, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 19, 2019, registered Apr 9, 2021 (507 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address