DFX Intelligence
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Registered advisor
L•••• J••• G•••••
Feed of 09/14/2026
Also filed as L•••• J••• A••••
At current firm
5 y
since Jul 29, 2021
In the industry
22 y
since Oct 20, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 29, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 18, 2019 · Short Hills, Nj
- C••••••• I••••••••• S••••••• unclassifiedMar 5, 2004 to May 29, 2007 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to T••••• A••••••• S•••••••• I•••left Jul 18, 2019, registered Jul 29, 2021 (742 days) · Affiliated broker-dealer or bank to another
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address