DFX Intelligence
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Registered advisor
D••••• F•••••• B••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMorristown, Njdual registrantIAPD 2675007
Feed of 09/14/2026
At current firm
4 y
since Jun 16, 2022
In the industry
30 y
since Feb 9, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 16, 2022 · Morristown, Nj
- U•• F•••••••• S••••••• I••• wirehouseDec 23, 2011 to Jun 27, 2022 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 27, 2022, registered Jun 16, 2022 (-11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address