G••••••• M••••••

Feed of 09/14/2026

Also filed as G••••••• M••••••

At current firm

16 y

since Jul 22, 2010

In the industry

30 y

since Jan 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••••• I••••••••• I••• unclassified
Apr 2, 2009 to Jul 12, 2010 · Loch Arbour, Nj
C•••• I••••••••• S••••••• C•••• former
Apr 13, 2005 to Jan 21, 2009 · New York, Ny
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Apr 12, 2005 · New York, Ny
Q•••• • R•••••• I••• unclassified
Aug 29, 2002 to Oct 20, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

P••••••• I••••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Jul 12, 2010, registered Jul 22, 2010 (10 days) · Other
C•••• I••••••••• S••••••• C•••• to P••••••• I••••••••• I•••
left Jan 21, 2009, registered Apr 2, 2009 (71 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••
left Apr 12, 2005, registered Apr 13, 2005 (1 day) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address