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J•••• E••••• T•••••
As of · the IAPD feed; also filed as J•••• E••••• T•••••
- At current firm
- 10 y
- In the industry
- 21 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 14, 2016
As of · the IAPD feed; also filed as J•••• E••••• T•••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 9, 2004 to Sep 28, 2006 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Sep 28, 2006, registered Sep 14, 2016 (3639 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address