DFX Intelligence
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Registered advisor
W•••••• D•••••• N••••
Feed of 09/14/2026
Also filed as B•••• N••••
At current firm
8 y
since Jan 9, 2018
In the industry
25 y
since Apr 20, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 9, 2018 · Rome, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 21, 2016 to Jan 12, 2018 · Cartersville, Ga
- S••••••• I••••••••• S•••••••• I••• formerJan 7, 2011 to Dec 31, 2016 · Douglasville, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 12, 2018, registered Jan 9, 2018 (-3 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address