P••••• A••••• A••••

Feed of 09/15/2026

At current firm

3 y

since Aug 28, 2023

In the industry

30 y

since Dec 22, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD
Aug 16, 2017 to Aug 28, 2023 · Melbourne, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 27, 2007 to Mar 24, 2009 · Rockledge, Fl
A• G• E•••••• • S•••• I••• unclassified
Sep 22, 2005 to Aug 30, 2007 · Melbourne, Fl
M••••• S•••••• D• I••• unclassified
Dec 22, 1995 to Aug 22, 2005 · Indialantic, Fl

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Aug 28, 2023, registered Aug 28, 2023 (0 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Mar 24, 2009, registered Aug 16, 2017 (3067 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 30, 2007, registered Aug 27, 2007 (-3 days) · Other
M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
left Aug 22, 2005, registered Sep 22, 2005 (31 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address