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L•••• E•••• D•••••

Registered advisorat C••••••••• F•••••••• N••••••Dual registrant· Lexington, MaIAPD 2699705
At current firm
26 y
since Aug 9, 2000
In the industry
30 y
Prior registered firms
1
Signals
0
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
  • D•• L•••••••• F•••••••• G•••• unclassified
    Aug 17, 2004 to Apr 26, 2004 · L••••••••, Ma
Moves
a registration end followed by a registration begin elsewhere
  • D•• L•••••••• F•••••••• G•••• to no registered destination
    left Apr 26, 2004 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
30derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address