DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• R•••••• K••••
Feed of 09/14/2026
Also filed as K••••
At current firm
18 y
since Dec 7, 2007
In the industry
30 y
since Mar 18, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 7, 2007 · Mclean, Va
- P••• A••••• S••••••••• L•• BD affiliatedJan 14, 2004 to Dec 21, 2007 · Chevy Chase, Md
- T•• A••••••• G••••• I••• unclassifiedFeb 26, 2003 to Dec 17, 2003 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Dec 21, 2007, registered Dec 7, 2007 (-14 days) · Other
- T•• A••••••• G••••• I••• to P••• A••••• S••••••••• L••left Dec 17, 2003, registered Jan 14, 2004 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address