DFX Intelligence

RIA Intelligence

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This advisor's name

Career history, every move, licensing and registration changes, outside business activity and the contact routes the firm publishes, each with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

A Financial Advisor In Indiana

Registered advisorat Thurston Springer AdvisorsDual registrant· Indianapolis, In IAPD 2703603
At current firm
2 y
since Dec 15, 2023
In the industry
30.6 y
Prior registered firms
2
Signals
2
As of · the IAPD feed
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
  • Practice attractivenesssome
    30.6 years in the industry; 2 colleagues who moved with this advisor are still here
  • Team depthnotable
    2 of the 2 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Named in the full brief.
  • Real estate activitynone
    Named in the full brief.
  • Contactabilitypartial
    firm contact form or inbox
Movement evidence
  • Movement signalnone
    0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitynone
    Named in the full brief.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitysome
    2 prior firms, median stay 7.6 years. Patterns that went with staying: thirty or more years in the industry.
Career
  • 30.6 years in the industry
  • 2.8 years at the current firm
  • 2 prior registered firms; median stay 7.6 years
  • Path: wirehouse to broker-dealer affiliated
  • retention indicatorthirty or more years in the industryAt broker-dealer affiliated firms, 3.1% with this moved within a year, against 5.8% without it (0.53x, 2023 to 2025 cohorts).
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
  • Registered in 5 states (firm median 1)
  • Exams: Series 63, Series 65, Series 66
  • Registered as a broker as well as an adviser
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
  • 2 known colleagues changed firms in the last year
  • 2 people who moved with this advisor are still with them
Regulatory record

In the full brief, with the official record linked.

+5 details in the full brief

The named explanations, the practice profile, what stands out and the conversation themes, with the official record linked.

Includes 3 days of DFX Intelligence. Then $249/month unless canceled.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • May 14, 2026 · Owner of a newly registered adviser · fact
  • Jan 5, 2024 · Advisor changed firm · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
30.6 yderivedfrom the earlier of the first exam and the first registration on IAPD
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote
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