DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thurston Springer Advisors
Legal name Thurston Springer Advisors, LLC
Latest filing Nov 18, 2025
First filing on the tape Oct 6, 2018 · 60 filings
SEC status approved since Nov 2, 2018
RAUM
$3.7B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
54%
$2.0B individuals and HNW
Advisors
102
registered through the firm on IAPD
RAUM per advisor
$36.0M
derived; firm RAUM over IAPD count
Employees
93
86 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
60 filings and snapshots on the tape
RAUM$3.7B as of Nov 18, 2025
Sep 25, 2019$657M then
HNW client RAUM$1.3B as of Nov 18, 2025
Sep 25, 2019$346M then
State-registered IARs (5.B.3)86 as of Nov 18, 2025
Sep 25, 201954 then
Employees (5.A)93 as of Nov 18, 2025
Sep 25, 201954 then
Private funds: no history
RAUM +171% over the last fiscal year+53% a year over threeIARs 51 to 86
Practice profile
derived from the filing of Nov 18, 2025; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $36.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $601,076derivedHNW RAUM over HNW clients
- Average account
- $543,765derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.9derived21 offices incl. principal (1.F.5)
- RAUM growth, one year
- +192%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +116%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Wrap fee program
- $1.1BreportedItem 5.I
- Custody
- $31.6M, 140 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B57%
- Individuals$674M29%
- Corporations and businesses$208M8.9%
- Charitable organizations$62.7M2.7%
- Pension and profit-sharing plans$58.1M2.5%
- Banks and thrifts$15.0M0.6%
- Individual clients
- 3,395reported
- HNW clients
- 2,205reported
- Pension plan clients
- 134reported
- Charitable clients
- 38reported
- Accounts
- 6,759reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- $554M sponsored, $554M managedreported
- Custody of client assets
- $31.6M for 140 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=86.0derived
Advisors registered through the firm
96 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Wilson Parker | Indianapolis, In | Aug 12, 2020 | 18 y | 1 |
| Paul Lee Hargitt | Indianapolis, In | Aug 25, 2020 | 25 y | 0 |
| Gabriele Peggy Allen | Indianapolis, In | Aug 25, 2020 | 36 y | 0 |
| Jenna Lynn Spurrier | Indianapolis, In | Aug 25, 2020 | 25 y | 3 |
| James Fyfe Walker | Indianapolis, In | Aug 25, 2020 | 27 y | 2 |
| Jeffrey V Triwedi | Indianapolis, In | Aug 25, 2020 | 32 y | 1 |
| Todd Alan Spille | Indianapolis, In | Aug 25, 2020 | 37 y | 3 |
| Myles Grant Hartwig | Indianapolis, In | Aug 25, 2020 | 33 y | 1 |
| James John Titak | Indianapolis, In | Aug 25, 2020 | 44 y | 0 |
| Kevin Michael Mcdougall | Indianapolis, In | Aug 25, 2020 | 16 y | 4 |
| Sara Ann Murans | Indianapolis, In | Aug 25, 2020 | 20 y | 0 |
| James Michael Mlott | Indianapolis, In | Aug 25, 2020 | 41 y | 2 |
| Jon Keith Stucker | Indianapolis, In | Aug 26, 2020 | 43 y | 4 |
| Lynn Dennis Moeller | Indianapolis, In | Aug 26, 2020 | 42 y | 2 |
| Mark William Damer | Indianapolis, In | Aug 26, 2020 | 38 y | 4 |
| Bradley Louis Rozema | Indianapolis, In | Aug 27, 2020 | 46 y | 2 |
| Paul William Murans | Indianapolis, In | Aug 27, 2020 | 26 y | 3 |
| Philip E LavelleCertified Financial Planner | Indianapolis, In | Aug 27, 2020 | 30 y | 4 |
| Christopher Renfrow Esser | Indianapolis, In | Aug 27, 2020 | 16 y | 1 |
| John Matthew KerrCertified Financial Planner | Indianapolis, In | Nov 24, 2020 | 28 y | 1 |
| Robert James Caplinger | Indianapolis, In | Nov 24, 2020 | 40 y | 3 |
| R. Alan Chase | Santa Cruz, Ca | Nov 24, 2020 | 19 y | 1 |
| Bruce Malcolm Averback | Youngstown, Oh | Nov 24, 2020 | 46 y | 1 |
| Terry Richard Danish | Brodheadsville, Pa | Nov 24, 2020 | 41 y | 1 |
| Daniel J Cohen | Deerfield, Il | Nov 27, 2020 | 34 y | 3 |
| Lauchlin Vernon Hines | Campobello, Sc | Nov 27, 2020 | 24 y | 4 |
| Jeannette Ann Adcock | Indianapolis, In | Sep 27, 2021 | 39 y | 5 |
| Joshua Kulback Simon | Indianapolis, In | Oct 14, 2021 | 29 y | 2 |
| James Sherwood Gibbons | Annapolis, Md | Mar 18, 2022 | 27 y | 3 |
| Clinton Andrew Trotta | Palm Beach Gardens, Fl | Mar 25, 2022 | 10 y | 1 |
| Richard Noel Trotta | Palm Beach Gardens, Fl | Mar 27, 2022 | 42 y | 4 |
| Joshua Andrew MazerCertified Financial Planner | Annapolis, Md | Jan 13, 2023 | 39 y | 6 |
| Frank Andrew Ingwersen | Columbus, Oh | Jan 20, 2023 | 44 y | 2 |
| Joel David Cox | Bexley, Oh | Jan 20, 2023 | 23 y | 2 |
| Robert Lester Fox | Bexley, Oh | Jan 20, 2023 | 41 y | 4 |
| Christopher Ridgley Johns | Bexley, Oh | Jan 20, 2023 | 23 y | 2 |
| John Gabriel Peluso | St. Louis, Mo | Nov 16, 2023 | 34 y | 3 |
| Andrew Grove | Indianapolis, In | Dec 11, 2023 | 27 y | 3 |
| Mark Vincent Improta | Bloomfield Hills, Mi | Dec 15, 2023 | 21 y | 2 |
| Jeffrey Michael Fratarcangeli | Indianapolis, In | Dec 15, 2023 | 30 y | 2 |
Advisor movement
7 left, 20 joined in 12 months
net +13 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 6.9% of current headcount12 left over 36 months
Left, latest
- Lindsay H. Askland to Commonwealth Financial NetworkAug 25, 2026 · Affiliated broker-dealer or bank to another
- Austin Robert Murphy to LPL Financial LLCAug 6, 2026 · Affiliated broker-dealer or bank to another
- Macord Henri Foran to EntrewealthMar 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Matthew Cotton to LPL Financial LLCFeb 20, 2026 · Affiliated broker-dealer or bank to another
- Jack James Skrzycki to Spartan Wealth ManagementDec 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew Jeffrey Southworth to Cetera Investment Advisers LLCNov 19, 2025 · Affiliated broker-dealer or bank to another
- Maryann Diamond to LPL Financial LLCOct 6, 2025 · Affiliated broker-dealer or bank to another
- Hanna Marie Jackson to UBS Financial Services Inc.Aug 25, 2025 · Affiliated broker-dealer or bank to wirehouse
- Elizabeth Ann Hurst to Raymond James & Associates, Inc.Jul 29, 2025 · Affiliated broker-dealer or bank to another
- Anthony Lanfranchi to Northwestern Mutual Investment Services,LLCMay 13, 2025 · Other
- John David Macik to MarinerFeb 7, 2025 · Affiliated broker-dealer or bank to another
- Lucius Hamilton to J.P. Morgan Securities LLCDec 22, 2023 · Affiliated broker-dealer or bank to wirehouse
- Robert C Bove to United Advisor GroupMar 7, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- John Patterson Corey to Southbridge Capital Partners LLCMar 1, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
- Stephen Dennis Taylor to United Advisor GroupFeb 23, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Joined, latest
- Monica Ann Coles from Pinnacle Investments, LLCFeb 19, 2026 · Affiliated broker-dealer or bank to another
- Thomas Wayne Perkins from Edward JonesJan 12, 2026 · Affiliated broker-dealer or bank to another
- Kristen Michele Howard from Wells Fargo AdvisorsDec 16, 2025 · Wirehouse to affiliated broker-dealer or bank
- William Brett Hayes from Wells Fargo AdvisorsDec 5, 2025 · Wirehouse to affiliated broker-dealer or bank
- Mark Stephenson Sarrett from Wells Fargo AdvisorsDec 5, 2025 · Wirehouse to affiliated broker-dealer or bank
- Daniel John Caparrelli from Wells Fargo AdvisorsNov 28, 2025 · Wirehouse to affiliated broker-dealer or bank
- David Scott Nystrom from Burgess Partners, LLCNov 28, 2025 · Other
- Natasha Marie Sparks from Stifel, Nicolaus & Company, IncorporatedNov 6, 2025 · Affiliated broker-dealer or bank to another
- Ann Arscott Moore from Wells Fargo AdvisorsOct 20, 2025 · Wirehouse to affiliated broker-dealer or bank
- Craig Conser from Wells Fargo AdvisorsOct 20, 2025 · Wirehouse to affiliated broker-dealer or bank
- Wendy Buchanan from Wells Fargo AdvisorsOct 20, 2025 · Wirehouse to affiliated broker-dealer or bank
- William Jeremiah Smith from Wells Fargo AdvisorsOct 17, 2025 · Wirehouse to affiliated broker-dealer or bank
- Jamison Brooks Bays from Wells Fargo AdvisorsOct 17, 2025 · Wirehouse to affiliated broker-dealer or bank
- Stephen Mills from Wells Fargo AdvisorsOct 17, 2025 · Wirehouse to affiliated broker-dealer or bank
- Michael Frederick Elias from Wells Fargo AdvisorsOct 17, 2025 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for United Advisor GroupFeb 23, 2023 · Indianapolis, In
- 2 left for Ameriprise Financial Services, LLCDec 14, 2022 · Indianapolis, In
- 2 left for Cambridge Investment Research Advisors, Inc.Feb 24, 2021 · Indianapolis, In
- 2 joined from Wells Fargo AdvisorsApr 24, 2026 · Newport News, Va
- 12 joined from Wells Fargo AdvisorsOct 15, 2025 · Tyler, Tx
- 4 joined from Wells Fargo AdvisorsDec 17, 2024 · Mishawaka, In
- 12 joined from Phillips Capital Advisors, Inc.Jun 28, 2024 · Oklahoma City, Ok · Firm absorbed
- 2 joined from Wells Fargo AdvisorsJan 5, 2024 · Fort Lauderdale, Fl
- 3 joined from Wells Fargo AdvisorsJan 5, 2024 · Mishawaka, In
- 4 joined from Wells Fargo AdvisorsJan 5, 2024 · Bloomfield Hills, Mi
- 2 joined from 1914 AdvisorsJan 17, 2023 · West Conshohocken, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brian Christopher Mueller · Chief Operations Officercontrolsince 02/2025 · owns less than 5%
- Wilson Richard Parker · Ceocontrolsince 10/2018 · owns less than 5%
- Mark Matthew Reynolds · Presidentcontrolsince 11/2021 · owns less than 5%
- Gabriel Christian Taylor · Chief Compliance Officercontrolsince 11/2025 · owns less than 5%
- John James Titak · Chairman Of The Boardcontrolsince 10/2018 · owns less than 5%
- Ann Karey Williams · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Wilson Richard Parker · Ownercontrolsince 05/2020 · owns 25% to 50% of Financial Services Holdings, LLC
- Mark Matthew Reynolds · Ownercontrolsince 11/2021 · owns F of Financial Services Holdings, LLC
- John James Titak · Ownercontrolsince 05/2020 · owns F of Financial Services Holdings, LLC
- Gabriel John Peluso · Executive Vice Presidentsince 11/2023 · owns less than 5%
- Gabriel John Peluso · Ownersince 11/2023 · owns F of Financial Services Holdings, LLC
Entity owners
- Financial Services Holdings, LLC · Sole Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Adam Christensenn
- Bristal Lane Group, LLCinsurancen
- T.S. Phillips Investments, Inc.broker-dealery
- Thurston Springer Insurance, LLCreal estaten
- Thurston Springer Financialbroker-dealercustodiann
Advisers that list Thurston Springer Advisors as a related person
- 323442 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 96 | 32 | 0 | ||
| Oklahoma City, Ok | 10 | 0 | 0 | ||
| Bloomfield Hills, Mi | 10 | 5 | 1 | ||
| Tyler, Tx | 8 | 8 | 0 | ||
| Fort Lauderdale, Fl | 6 | 4 | 1 | ||
| Mishawaka, In | 5 | 2 | 1 | ||
| Nacogdoches, Tx | 4 | 4 | 0 | ||
| Richmond, Va | 4 | 4 | 0 | ||
| Bexley, Oh | 3 | 0 | 0 | ||
| Annapolis, Md | 2 | 0 | 0 | ||
| Jupiter, Fl | 2 | 0 | 0 | ||
| Palm Beach Gardens, Fl | 2 | 0 | 1 | ||
| Louisville, Ky | 0 | 0 | 1 | ||
| Charlotte, Nc | 0 | 0 | 0 | ||
| Valdese, Nc | 0 | 0 | 1 | ||
| Miami, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL2 employees
- Indianapolis, IN2 employees
- Lafayette, IN2 employees
- Brodheadsville, PA1 employees
- Campobello, SC1 employees
- Franklin, IN1 employees
- Valdese, NC1 employees
- Bloomington, IN1 employees
- Youngstown, OH1 employees
- Itasca, IL1 employees
- Deerfield, IL1 employees
- Sun Prairie, WI1 employees
- Sarasota, FL1 employees
- , 1 employees
- Annapolis, MD1 employees
- Washington, DC1 employees
- Louisville, KY1 employees
- , 1 employees
- Anderson, IN1 employees
- Santa Cruz, CA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Nov 18, 2025bank affiliate (Item 7.A.6): yes on the filing of 2025-08-18, no on the filing of 2025-11-18peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Nov 18, 2025Mueller, Christopher, Brian (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-09-30 and 2025-11-18peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Nov 18, 2025Taylor, Christian, Gabriel (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-09-30 and 2025-11-18peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Nov 18, 2025Williams, Karey, Ann (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-09-30 and 2025-11-18peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 4,342 to 6,759Aug 18, 2025 to Nov 18, 2025
- Advisory employees · 68 to 86Aug 18, 2025 to Nov 18, 2025
- BD registered reps · 66 to 86Aug 18, 2025 to Nov 18, 2025
- Charity clients · 31 to 38Aug 18, 2025 to Nov 18, 2025
- Corporate clients · 18 to 99Aug 18, 2025 to Nov 18, 2025
- HNW clients · 485 to 2,205Aug 18, 2025 to Nov 18, 2025
- Individual clients · 3,808 to 3,395Aug 18, 2025 to Nov 18, 2025
- Pension plan clients · unset to 134.0Aug 18, 2025 to Nov 18, 2025
- Employees · 68 to 93Aug 18, 2025 to Nov 18, 2025
- Insurance-licensed employees · 0 to 7Aug 18, 2025 to Nov 18, 2025
- State-registered IARs · 66 to 86Aug 18, 2025 to Nov 18, 2025
- Discretionary RAUM · $4.0B to $3.5BAug 18, 2025 to Nov 18, 2025
- HNW RAUM · $1.4B to $1.3BAug 18, 2025 to Nov 18, 2025
- Individual RAUM · $2.5B to $674MAug 18, 2025 to Nov 18, 2025
- Non-discretionary RAUM · $0 to $158MAug 18, 2025 to Nov 18, 2025
- Pension RAUM · unset to 58082497.0Aug 18, 2025 to Nov 18, 2025
- RAUM · $4.0B to $3.7BAug 18, 2025 to Nov 18, 2025
- Related adviser · false to trueAug 18, 2025 to Nov 18, 2025
- Related bank · true to falseAug 18, 2025 to Nov 18, 2025
- Wrap assets (manager) · $565M to $554MAug 18, 2025 to Nov 18, 2025
- Wrap assets (sponsor) · $565M to $554MAug 18, 2025 to Nov 18, 2025
- Financial planning clients · More than 500 to More than 500Jun 3, 2025 to Jul 31, 2025
- Accounts · 3,859 to 4,342Jun 14, 2024 to Sep 30, 2024
- Advisory employees · 51 to 68Jun 14, 2024 to Sep 30, 2024
- BD registered reps · 50 to 66Jun 14, 2024 to Sep 30, 2024
- Charity clients · unset to 31.0Jun 14, 2024 to Sep 30, 2024
- Corporate clients · unset to 18.0Jun 14, 2024 to Sep 30, 2024
- HNW clients · 301 to 485Jun 14, 2024 to Sep 30, 2024
- Individual clients · 1,691 to 3,808Jun 14, 2024 to Sep 30, 2024
- Employees · 51 to 68Jun 14, 2024 to Sep 30, 2024
- State-registered IARs · 51 to 66Jun 14, 2024 to Sep 30, 2024
- Discretionary RAUM · $1.4B to $4.0BJun 14, 2024 to Sep 30, 2024
- HNW RAUM · $899M to $1.4BJun 14, 2024 to Sep 30, 2024
- Individual RAUM · $455M to $2.5BJun 14, 2024 to Sep 30, 2024
- RAUM · $1.4B to $4.0BJun 14, 2024 to Sep 30, 2024
- Accounts · 3,556 to 3,859Aug 8, 2023 to Sep 28, 2023
- Advisory employees · 55 to 51Aug 8, 2023 to Sep 28, 2023
- BD registered reps · 54 to 50Aug 8, 2023 to Sep 28, 2023
- HNW clients · 179 to 301Aug 8, 2023 to Sep 28, 2023
- Individual clients · 1,457 to 1,691Aug 8, 2023 to Sep 28, 2023
Signals
43 dated events
- Lindsay H. Askland left Thurston Springer Advisors for Commonwealth Financial Network (registered 2026-09-08)Aug 25, 2026 · Advisor changed firm · fact
- Austin Robert Murphy left Thurston Springer Advisors for Lpl Financial Llc (registered 2026-08-04)Aug 6, 2026 · Advisor changed firm · fact
- 2 advisors left Wells Fargo Advisors (Newport News, VA) for Thurston Springer Advisors on the same dayApr 24, 2026 · Team lift-out · derived
- Macord Henri Foran left Thurston Springer Advisors for Entrewealth (registered 2026-01-26)Mar 18, 2026 · Advisor changed firm · fact
- Matthew Cotton left Thurston Springer Advisors for Lpl Financial Llc (registered 2026-02-17)Feb 20, 2026 · Advisor changed firm · fact
- Jack James Skrzycki left Thurston Springer Advisors for Spartan Wealth Management (registered 2026-01-09)Dec 24, 2025 · Advisor changed firm · fact
- Andrew Jeffrey Southworth left Thurston Springer Advisors for Cetera Investment Advisers Llc (registered 2025-11-20)Nov 19, 2025 · Advisor changed firm · fact
- Thurston Springer Advisors reported 86 state-registered advisory representatives, up from 66 (2025-08-18 to 2025-11-18)Nov 18, 2025 · Advisor headcount change · derived
- 12 advisors left Wells Fargo Advisors (Tyler, TX) for Thurston Springer Advisors within 12 daysOct 15, 2025 · Team lift-out · derived
- Maryann Diamond left Thurston Springer Advisors for Lpl Financial Llc (registered 2025-10-06)Oct 6, 2025 · Advisor changed firm · fact
- Hanna Marie Jackson left Thurston Springer Advisors for Ubs Financial Services Inc. (registered 2025-09-17)Aug 25, 2025 · Advisor changed firm · fact
- Elizabeth Ann Hurst left Thurston Springer Advisors for Raymond James & Associates, Inc. (registered 2025-07-23)Jul 29, 2025 · Advisor changed firm · fact
- Anthony Lanfranchi left Thurston Springer Advisors for Northwestern Mutual Investment Services,Llc (registered 2026-07-17)May 13, 2025 · Advisor changed firm · fact
- John David Macik left Thurston Springer Advisors for Mariner (registered 2025-07-24)Feb 7, 2025 · Advisor changed firm · fact
- 4 advisors left Wells Fargo Advisors (Mishawaka, IN) for Thurston Springer Advisors on the same dayDec 17, 2024 · Team lift-out · derived
- Thurston Springer Advisors reported 66 state-registered advisory representatives, up from 51 (2024-06-14 to 2024-09-30)Sep 30, 2024 · Advisor headcount change · derived
- Thurston Springer Advisors reported RAUM $4.0B, up 192% from $1.4B (2024-06-14 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- Phillips Capital Advisors, Inc.'s advisors moved to Thurston Springer Advisors (Oklahoma City, OK): 12 of 13 registered, on the same dayJun 28, 2024 · Firm absorbed (people side) · derived
- 3 advisors left Wells Fargo Advisors (Bloomfield Hills, MI) for Thurston Springer Advisors on the same dayJan 5, 2024 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Mishawaka, IN) for Thurston Springer Advisors on the same dayJan 5, 2024 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Fort Lauderdale, FL) for Thurston Springer Advisors within 5 daysJan 5, 2024 · Team lift-out · derived
- Lucius Hamilton left Thurston Springer Advisors for J.P. Morgan Securities Llc (registered 2023-12-15)Dec 22, 2023 · Advisor changed firm · fact
- Robert C Bove left Thurston Springer Advisors for United Advisor Group (registered 2023-03-01)Mar 7, 2023 · Advisor changed firm · fact
- John Patterson Corey left Thurston Springer Advisors for Southbridge Capital Partners Llc (registered 2024-07-12)Mar 1, 2023 · Advisor changed firm · fact
- 2 advisors left Thurston Springer Advisors (Indianapolis, IN) for United Advisor Group on the same dayFeb 23, 2023 · Team lift-out · derived
- Craig Michael Connolly left Thurston Springer Advisors for United Advisor Group (registered 2023-02-10)Feb 23, 2023 · Advisor changed firm · fact
- Stephen Dennis Taylor left Thurston Springer Advisors for United Advisor Group (registered 2023-02-23)Feb 23, 2023 · Advisor changed firm · fact
- 3 advisors left 1914 Advisors (Columbus, OH) for Thurston Springer Advisors on the same dayJan 17, 2023 · Team lift-out · derived
- 2 advisors left 1914 Advisors (West Conshohocken, PA) for Thurston Springer Advisors on the same dayJan 17, 2023 · Team lift-out · derived
- Donald Edgar Bates left Thurston Springer Advisors for Ameriprise Financial Services, Llc (registered 2022-12-13)Dec 14, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cohen-cap.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 317.581.4000reportedpublic record, Form ADV, Nov 18, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026