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Registered advisor
W•••••• W• S••••••
Feed of 09/14/2026
Also filed as W••• S••••••••• S••••••••• W••• S••••••••• S••••••••• W• S••••••
At current firm
9 y
since Jun 15, 2017
In the industry
28 y
since Mar 5, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 15, 2017 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 16, 2017 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedSep 22, 2008 to Jun 1, 2009 · New York, Ny
- L••••• B••••••• I••• unclassifiedMar 26, 2008 to Oct 2, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 16, 2017, registered Jun 15, 2017 (-1 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••••• B••••••• I••• to M••••• S•••••• • C•• L••left Oct 2, 2008, registered Sep 22, 2008 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address