DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

C•••• L• E•••

P••• A••••• S••••••••• L••BD affiliatedOklahoma City, Okdual registrantIAPD 2715551
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• L•• E•••
At current firm
21 y
since Aug 25, 2005
In the industry
30 y
since Jun 27, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • C•••••• A•••••••• L•• unclassified
    Aug 6, 2004 to Jul 29, 2005 · Oklahoma City, Ok
  • S•••••• • C••• I••• unclassified
    Mar 9, 2001 to Jun 10, 2004 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
  • C•••••• A•••••••• L•• to P••• A••••• S••••••••• L••
    left Jul 29, 2005, registered Aug 25, 2005 (27 days) · Other
  • S•••••• • C••• I••• to C•••••• A•••••••• L••
    left Jun 10, 2004, registered Aug 6, 2004 (57 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
30derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address