DFX Intelligence
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Registered advisor
J•••• P• G••••••••
Feed of 09/15/2026
Also filed as J•• G••••••••• P••• G••••••••
At current firm
13 y
since Nov 20, 2012
In the industry
30 y
since May 6, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 20, 2012 · Coral Gables, Fl
- T• A••••••••• I••• formerJul 28, 2022 to Oct 14, 2022 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDOct 24, 2001 to Nov 27, 2012 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Nov 27, 2012, registered Nov 20, 2012 (-7 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address