DFX Intelligence
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Feed of 09/14/2026
Also filed as G••• P••• M••••••••• P••• M•••••••
At current firm
16 y
since Mar 19, 2010
In the industry
24 y
since Nov 21, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 19, 2010 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerSep 16, 2005 to Mar 3, 2010 · Columbus, Oh
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 26, 2002 to Jul 11, 2005 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Mar 3, 2010, registered Mar 19, 2010 (16 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to C•••• I••••••••• S••••••• C••••left Jul 11, 2005, registered Sep 16, 2005 (67 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address