DFX Intelligence
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Feed of 09/14/2026
Also filed as K•••• B•••••• E••••••••• B•••••• H•••••
At current firm
6 y
since Jan 31, 2020
In the industry
30 y
since Apr 26, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jan 31, 2020 · Ann Arbor, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 9, 2017 to Jan 23, 2020 · Victoria, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••left Jan 23, 2020, registered Jan 31, 2020 (8 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address