DFX Intelligence
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Feed of 09/15/2026
Also filed as R••••• C• G••••••••• C••••• G•••••
At current firm
1 y
since Jan 1, 2025
In the industry
30 y
since Jul 1, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jan 1, 2025 · Ann Arbor, Mi
- W•••• F•••• A••••••• wirehouseApr 24, 2006 to Oct 10, 2022 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S••left Oct 10, 2022, registered Jan 1, 2025 (814 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedOct 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address