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Registered advisor
M•••••• T••••••• C•••••••••
Feed of 09/14/2026
Also filed as M•••••• A••• T•••••••
At current firm
19 y
since Jan 3, 2007
In the industry
26 y
since Oct 14, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2007 · Paramus, Nj
- C••••••••• F•••••••• N•••••• national BDAug 8, 2003 to Dec 31, 2006 · Glen Rock, Nj
- U•• F•••••••• S••••••• I••• wirehouseApr 5, 2002 to Aug 28, 2003 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2006, registered Jan 3, 2007 (3 days) · Other
- U•• F•••••••• S••••••• I••• to C••••••••• F•••••••• N••••••left Aug 28, 2003, registered Aug 8, 2003 (-20 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address