DFX Intelligence
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Registered advisor
C•••••• E• D•••••••
Feed of 09/14/2026
Also filed as E•••• D••••••••• E••••• D••••••••• D••••••••• D•••••••
At current firm
7 y
since Feb 6, 2019
In the industry
30 y
since Jun 27, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 6, 2019 · Virginia Beach, Va
- P••• A••••• S••••••••• L•• BD affiliatedApr 24, 2018 to Jan 24, 2019 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 24, 2019, registered Feb 6, 2019 (13 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address