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Registered advisor
E••• C••••••
Feed of 09/14/2026
Also filed as E••• K•••• C••••••••• K• C••••••
At current firm
5 y
since Dec 4, 2020
In the industry
30 y
since May 31, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 4, 2020 · Corte Madera, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Dec 11, 2020 · Mill Valley, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 9, 2003 to Oct 23, 2009 · El Cerrito, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to May 19, 2003 · Berkeley, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 11, 2020, registered Dec 4, 2020 (-7 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 19, 2003, registered May 9, 2003 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address