DFX Intelligence
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Registered advisor
P•••••• B••••••••
Feed of 09/15/2026
Also filed as P•••••• E••••• B••••••••• B••••••••• B••••••••• E••••• B••••••••• E••••• B••••••••• E••••• B••••••••
At current firm
12 y
since May 28, 2014
In the industry
25 y
since Jan 18, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 28, 2014 · Tyler, Tx
- M••••• S•••••• wirehouseMay 13, 2011 to May 20, 2014 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 10, 2006 to Apr 27, 2011 · Fort Worth, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 4, 2006 to Jul 25, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left May 20, 2014, registered May 28, 2014 (8 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 27, 2011, registered May 13, 2011 (16 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jul 25, 2006, registered Jul 10, 2006 (-15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address