DFX Intelligence
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Registered advisor
K•••• L••• B•••••••
Feed of 09/14/2026
At current firm
17 y
since Feb 23, 2009
In the industry
29 y
since Feb 21, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 23, 2009 · Washington, Dc
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Feb 17, 2009 · Columbia, Md
- P••••••••• E••••• G••••• L•• unclassifiedAug 14, 2001 to Jul 1, 2003 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 17, 2009, registered Feb 23, 2009 (6 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address