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Registered advisor
W••••• J•• H•••••
Feed of 09/14/2026
Also filed as W••••• J• H•••••
At current firm
2 y
since Jun 14, 2024
In the industry
30 y
since Aug 15, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Richmond, Tx
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Richmond, Tx
- I••••••••• A••••••• S••••••• I•• formerJun 10, 2011 to Jul 17, 2020 · Richmond, Tx
- E••••• J•••• national BDMar 3, 2007 to May 4, 2011 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- E••••• J•••• to I••••••••• A••••••• S••••••• I••left May 4, 2011, registered Jun 10, 2011 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address