DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••• O•••••
Feed of 09/14/2026
Also filed as T••• D•••• O•••••
At current firm
1 y
since Sep 5, 2025
In the industry
27 y
since Jul 1, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Dallas, Tx
- A•••••• A••••••• S••••••• formerMay 29, 2020 to Sep 5, 2025 · Dallas, Tx
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedJul 24, 2006 to Mar 28, 2007 · Westlake, Tx
- S•••••••• A••••••• L•• national BDAug 15, 2001 to Feb 14, 2018 · Johnson City, Tn
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to A•••••• A••••••• S•••••••left Feb 14, 2018, registered May 29, 2020 (835 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• T•••• C••••••• F•• to A•••••• A••••••• S•••••••left Mar 28, 2007, registered May 29, 2020 (4811 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address