DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S•••• A••• F••••••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 29 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 16, 2025
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 16, 2025 · Wilton, Nh
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 23, 2000 to Jun 3, 2003 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to C••••••••• F•••••••• N••••••left Jun 3, 2003, registered Apr 16, 2025 (7988 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address